DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Neil Graham Mcinnis
Feed of 09/14/2026
At current firm
0 y
since Jun 1, 2026
In the industry
37 y
since Dec 1, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pension & Wealth Management Advisors independent RIA currentsince Jun 1, 2026 · Waltham, Ma
- Pension & Wealth Management Advisors independent RIAJul 11, 2020 to Dec 31, 2025 · Waltham, Ma
- Kastel Capital Advisors, LLC independent RIAJul 3, 2019 to Dec 8, 2020 · Wellesley, Ma
- Bay Colony Advisors independent RIAJan 2, 2018 to Jul 1, 2019 · Waltham, Ma
- Pension & Wealth Management unclassifiedMar 2, 2006 to Dec 1, 2020 · Waltham, Ma
- Osaic Wealth, Inc. BD affiliatedOct 23, 2003 to Dec 31, 2017 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
- Kastel Capital Advisors, LLC to Pension & Wealth Management Advisorsleft Dec 8, 2020, registered Jul 11, 2020 (-150 days) · RIA to a newly registered adviser · moved with a team
- Pension & Wealth Management to Bay Colony Advisorsleft Dec 1, 2020, registered Jan 2, 2018 (-1064 days) · Other
- Bay Colony Advisors to Kastel Capital Advisors, LLCleft Jul 1, 2019, registered Jul 3, 2019 (2 days) · RIA to RIA
- Osaic Wealth, Inc. to Pension & Wealth Managementleft Dec 31, 2017, registered Mar 2, 2006 (-4322 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address