R••••• Z•••••

• W•••• F•••• A••••••• wirehouse current
  since Feb 7, 2025 · Los Angeles, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Sep 11, 2015 to Feb 19, 2025 · Los Angeles, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Feb 3, 2005 to Sep 25, 2015 · Los Angeles, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 1, 2004 to Feb 7, 2005 · Century City, Ca

• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Feb 19, 2025, registered Feb 7, 2025 (-12 days) · Wirehouse to wirehouse · moved with a team
• J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
  left Sep 25, 2015, registered Sep 11, 2015 (-14 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Feb 7, 2005, registered Feb 3, 2005 (-4 days) · Wirehouse to wirehouse

• ••• Locked
  Feb 19, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address