DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V••••• L•••• M••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedMiami, Fldual registrantIAPD 1529395

Feed of 09/14/2026

Also filed as V••••• L M••••••

At current firm

3 y

since Jan 3, 2023

In the industry

40 y

since Jul 29, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jan 3, 2023 · Miami, Fl
C••••••• • C••• I••• former
Feb 11, 2014 to Jun 1, 2023 · Miami, Fl
N•• E•••••• S••••••••• C••••••••• former
Feb 23, 2011 to Feb 18, 2014 · Coral Gables, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 19, 2009 to Dec 23, 2010 · Boca Raton, Fl
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jan 28, 2009 · Coral Gables, Fl
A• G• E•••••• • S•••• I••• unclassified
Sep 15, 2005 to Jan 1, 2008 · Coral Gables, Fl
M••••• S•••••• D• I••• unclassified
Mar 17, 1998 to Aug 29, 2005 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jun 1, 2023, registered Jan 3, 2023 (-149 days) · corporate re-registration, not a move
N•• E•••••• S••••••••• C••••••••• to C••••••• • C••• I•••
left Feb 18, 2014, registered Feb 11, 2014 (-7 days) · Other
A••••••••• F•••••••• S•••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Dec 23, 2010, registered Feb 23, 2011 (62 days) · Other
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Jan 28, 2009, registered Feb 19, 2009 (22 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••
left Aug 29, 2005, registered Sep 15, 2005 (17 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address