DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••••• C••••••••• B••••

C•••••••institutionalFoxborough, MaIA-onlyIAPD 1533074

Feed of 09/14/2026

Also filed as Ted B••••

At current firm

4 y

since Sep 19, 2022

In the industry

36 y

since Aug 13, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Sep 19, 2022 · Foxborough, Ma
L•• F•••••••• L•• BD affiliated
Nov 30, 2010 to Sep 26, 2022 · Fort Mill, Sc
N•• A•••••••• I••• unclassified
Jan 2, 2008 to Nov 30, 2010 · Bryan, Oh
C••••••• • C••• I••• former
Apr 3, 2006 to Jan 31, 2008 · Foxboro, Ma
L•• F•••••••• L•• BD affiliated
Nov 7, 2005 to Apr 3, 2006 · Holliston, Ma

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C•••••••
left Sep 26, 2022, registered Sep 19, 2022 (-7 days) · Other
N•• A•••••••• I••• to L•• F•••••••• L••
left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
C••••••• • C••• I••• to N•• A•••••••• I•••
left Jan 31, 2008, registered Jan 2, 2008 (-29 days) · Other
L•• F•••••••• L•• to C••••••• • C••• I•••
left Apr 3, 2006, registered Apr 3, 2006 (0 days) · Other

Signals

E••••• C••••••••• B•••• left L•• F•••••••• L•• for Captrust (registered 2022-09-19)
Sep 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address