DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brad Eugene Baker
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Aug 25, 2021
In the industry
39 y
since Oct 9, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince Aug 25, 2021 · Litchfield Park, Az
- Pnc Managed Account Solutions, Inc. formerDec 22, 2016 to Aug 17, 2021 · Glendale, Az
- Allstate Financial Advisors, LLC BD affiliatedOct 6, 2014 to Dec 12, 2016 · Goodyear, Az
- LPL Financial LLC BD affiliatedJan 28, 2009 to Feb 4, 2013 · Sun City West, Az
- Cue Financial Group, Inc. formerJul 13, 2006 to Jan 21, 2009 · Glendale, Az
- Cetera Advisor Networks LLC formerFeb 10, 2005 to Jul 19, 2006 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Pnc Managed Account Solutions, Inc. to Kestra Advisory Services, LLCleft Aug 17, 2021, registered Aug 25, 2021 (8 days) · Affiliated broker-dealer or bank to another
- Allstate Financial Advisors, LLC to Pnc Managed Account Solutions, Inc.left Dec 12, 2016, registered Dec 22, 2016 (10 days) · Other
- LPL Financial LLC to Allstate Financial Advisors, LLCleft Feb 4, 2013, registered Oct 6, 2014 (609 days) · Other
- Cue Financial Group, Inc. to LPL Financial LLCleft Jan 21, 2009, registered Jan 28, 2009 (7 days) · Other
- Cetera Advisor Networks LLC to Cue Financial Group, Inc.left Jul 19, 2006, registered Jul 13, 2006 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address