RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• A••••• H••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 17, 2013 · Tilghman, Md
- P••••••••• S••••••••• C••••••••• independent RIAMar 25, 2011 to May 17, 2013 · Farmingville, Ny
- S•• I••••••••• I••• formerFeb 23, 2005 to Mar 29, 2011 · Frederick, Md
- L•••••• I••••••••• independent RIAJun 21, 1991 to Aug 8, 2003 · Rockville, Md
- P••••••••• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 17, 2013, registered May 17, 2013 (0 days) · Other
- S•• I••••••••• I••• to P••••••••• S••••••••• C•••••••••left Mar 29, 2011, registered Mar 25, 2011 (-4 days) · Other
- L•••••• I••••••••• to S•• I••••••••• I•••left Aug 8, 2003, registered Feb 23, 2005 (565 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address