DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Joseph Monahan

Trustmont Advisory Group, Inc.BD affiliatedSan Diego, Ca dual registrantIAPD 1546712

Feed of 09/14/2026

Also filed as Tom Monahan

At current firm

1 y

since Apr 1, 2025

In the industry

38 y

since Jan 25, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Trustmont Advisory Group, Inc. BD affiliated current
since Apr 1, 2025 · Greensburg, Pa
Independent Financial Group, LLC BD affiliated
Dec 23, 2008 to Mar 31, 2025 · San Diego, Ca
Eplanning Advisors Inc unclassified
Mar 3, 2008 to Dec 12, 2008 · Roseville, Ca
Cantella & Co., Inc. former
Oct 14, 2003 to Mar 11, 2008 · San Diego, Ca
Wells Fargo Investments, LLC unclassified
Aug 13, 2001 to Sep 12, 2003 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

Independent Financial Group, LLC to Trustmont Advisory Group, Inc.
left Mar 31, 2025, registered Apr 1, 2025 (1 days) · Affiliated broker-dealer or bank to another
Eplanning Advisors Inc to Independent Financial Group, LLC
left Dec 12, 2008, registered Dec 23, 2008 (11 days) · Other
Cantella & Co., Inc. to Eplanning Advisors Inc
left Mar 11, 2008, registered Mar 3, 2008 (-8 days) · Other
Wells Fargo Investments, LLC to Cantella & Co., Inc.
left Sep 12, 2003, registered Oct 14, 2003 (32 days) · Other

Signals

Thomas Joseph Monahan left Independent Financial Group, Llc for Trustmont Advisory Group, Inc. (registered 2025-04-01)
Mar 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address