A•• K•••••

C••••• I••••••••• A••••••• L••BD affiliatedPiedmont, Cadual registrantIAPD 1546765

Feed of 09/14/2026

Also filed as S Hossein A•• K•••••

At current firm

1 y

since Sep 5, 2025

In the industry

33 y

since Oct 1, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Piedmont, Ca
A•••••• A••••••• S••••••• former
Jul 10, 2024 to Sep 5, 2025 · Dallas, Tx
L•• F•••••••• L•• BD affiliated
Apr 29, 2021 to Jul 17, 2024 · Piedmont, Ca
S•••••••• F••••••••• I••• former
Jun 13, 2018 to Apr 29, 2021 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Jul 23, 2009 to Jun 14, 2018 · Ft Lauderdale, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 11, 2000 to Jul 30, 2009 · Berkeley, Ca

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to A•••••• A••••••• S•••••••
left Jul 17, 2024, registered Jul 10, 2024 (-7 days) · Affiliated broker-dealer or bank to another
S•••••••• F••••••••• I••• to L•• F•••••••• L••
left Apr 29, 2021, registered Apr 29, 2021 (0 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to S•••••••• F••••••••• I•••
left Jun 14, 2018, registered Jun 13, 2018 (-1 days) · Wirehouse to affiliated broker-dealer or bank
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Jul 30, 2009, registered Jul 23, 2009 (-7 days) · Other

Signals

A•• K••••• left L•• F•••••••• L•• for A•••••• A••••••• S••••••• (registered 2024-07-10)
Jul 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address