RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• N• A••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 19, 2024 · Palm Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseJun 13, 2014 to Apr 20, 2024 · Palm Beach Gardens, Fl
- D••••••• B••• S••••••••• I••• no RAUMOct 10, 2005 to Jul 18, 2014 · Palm Beach, Fl
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 7, 1999 to Oct 11, 2005 · Palm Beach, Fl
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 20, 2024, registered Apr 19, 2024 (-1 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to J••• M••••• S••••••••• L••left Jul 18, 2014, registered Jun 13, 2014 (-35 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to D••••••• B••• S••••••••• I•••left Oct 11, 2005, registered Oct 10, 2005 (-1 days) · Other
- R•• N• A•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-04-19)Apr 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address