C••••• H••••• M•••••••

• O•••• W•••••• I••• BD affiliated current
  since Jun 14, 2024 · Suwanee, Ga
• S••••••••• A•••••• A•••••••• I••• former
  Jun 29, 2020 to Jun 14, 2024 · Suwanee, Ga
• V••• F•••••••• A•••••••• I••• BD affiliated
  Oct 15, 2007 to Jul 1, 2020 · Ellicott City, Md
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Mar 26, 2003 to Jul 18, 2007 · Atlanta, Ga

• S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
  left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
• V••• F•••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
  left Jul 1, 2020, registered Jun 29, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
• V•••• F•••••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••
  left Jul 18, 2007, registered Oct 15, 2007 (89 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address