DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• C•••••• B••••••

C••••••••• S••••••••• L••BD affiliatedOceanside, Ca dual registrantIAPD 1555909

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jeff B••••••

At current firm

4 y

since Apr 29, 2022

In the industry

41 y

since Apr 1, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• S••••••••• L•• BD affiliated current
since Apr 29, 2022 · Overland Park, Ks
C••••• • A••••••••• I••• independent RIA
Jan 2, 2015 to Apr 29, 2022 · Oceanside, Ca
W•••• E••••• G••••• I••• BD affiliated
Oct 4, 2010 to Jan 2, 2015 · Las Vegas, Nv
W••••• P••••••• A•• M••••••••• unclassified
May 21, 2010 to Feb 28, 2013 · Oceanside, Ca
M••••• S•••••• C••••••••• unclassified
Oct 15, 2002 to Dec 31, 2003 · Vista, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• • A••••••••• I••• to C••••••••• S••••••••• L••
left Apr 29, 2022, registered Apr 29, 2022 (0 days) · Affiliated broker-dealer or bank to another
W•••• E••••• G••••• I••• to C••••• • A••••••••• I•••
left Jan 2, 2015, registered Jan 2, 2015 (0 days) · Other
W••••• P••••••• A•• M••••••••• to W•••• E••••• G••••• I•••
left Feb 28, 2013, registered Oct 4, 2010 (-878 days) · Other
M••••• S•••••• C••••••••• to W••••• P••••••• A•• M•••••••••
left Dec 31, 2003, registered May 21, 2010 (2333 days) · Other

Signals

J•••••• C•••••• B•••••• left C••••• • A••••••••• I••• for C••••••••• S••••••••• L•• (registered 2022-04-29)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address