P••• J•••••• S••••••••

S•••••• P••••••• I••••••••• A•••••••• L••BD affiliatedCincinnati, Oh dual registrantIAPD 1556885

Certified Financial Planner

Feed of 09/15/2026

At current firm

9 y

since Jul 26, 2017

In the industry

39 y

since Oct 7, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
since Jul 26, 2017 · Cincinnati, Oh
W•••• F•••• A••••••• wirehouse
Dec 9, 2005 to Jun 16, 2017 · Cincinnati, Oh
L••• M•••• W••• W•••••• I••••••••• unclassified
Nov 26, 1999 to Jan 3, 2006 · Kenw•••, Oh

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S•••••• P••••••• I••••••••• A•••••••• L••
left Jun 16, 2017, registered Jul 26, 2017 (40 days) · Other · moved with a team
L••• M•••• W••• W•••••• I••••••••• to W•••• F•••• A•••••••
left Jan 3, 2006, registered Dec 9, 2005 (-25 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address