M••••• V••••• S•••••

• J••••• M••••••••• S•••• L•• BD affiliated current
  since Feb 17, 2017 · Lutherville (Greenspring), Md
• W•••• F•••• A••••••• wirehouse
  Feb 28, 2008 to Feb 21, 2017 · Baltimore, Md
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 21, 2006 to Mar 10, 2008 · Pikesville, Md
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Jun 24, 1997 to Feb 21, 2006 · Pikesville, Md

• W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••
  left Feb 21, 2017, registered Feb 17, 2017 (-4 days) · Other · moved with a team
• C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
  left Mar 10, 2008, registered Feb 28, 2008 (-11 days) · Other
• L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
  left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address