DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert L. Cox

Planmember Securities Corporationindependent RIAAustin, Tx dual registrantIAPD 1561234

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Bob Cox

At current firm

1 y

since Nov 8, 2024

In the industry

39 y

since Oct 22, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Planmember Securities Corporation independent RIA current
since Nov 8, 2024 · Bedford, Va
Gwn Securities Inc. BD affiliated
May 16, 2011 to Nov 11, 2024 · Palm Beach Gardens, Fl
Interactive Financial Advisors independent RIA
Feb 23, 2005 to May 13, 2011 · Oakbrook, Il
Pmg Asset Management Inc unclassified
Jan 4, 2005 to Feb 23, 2005 · Bedford, Va
Pmg Securities Corporation unclassified
Jan 3, 2004 to Dec 31, 2004 · Bedford, Va
Pmg Asset Management Inc unclassified
Feb 26, 2001 to Dec 31, 2003 · Bedford , Va

Moves

a registration end followed by a registration begin elsewhere

Gwn Securities Inc. to Planmember Securities Corporation
left Nov 11, 2024, registered Nov 8, 2024 (-3 days) · Affiliated broker-dealer or bank to independent RIA
Interactive Financial Advisors to Gwn Securities Inc.
left May 13, 2011, registered May 16, 2011 (3 days) · Other
Pmg Asset Management Inc to Interactive Financial Advisors
left Feb 23, 2005, registered Feb 23, 2005 (0 days) · Other
Pmg Securities Corporation to Pmg Asset Management Inc
left Dec 31, 2004, registered Jan 4, 2005 (4 days) · Other
Pmg Asset Management Inc to Pmg Securities Corporation
left Dec 31, 2003, registered Jan 3, 2004 (3 days) · Other

Signals

Robert L. Cox left Gwn Securities Inc. for Planmember Securities Corporation (registered 2024-11-08)
Nov 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address