E••••• M•••• K•••••••

• W•••• F•••• A••••••• wirehouse current
  since Aug 19, 2025 · Rolling Hills Estates, Ca
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Sep 9, 2025 · Torrance, Ca
• M••••• S•••••• • C•• L•• unclassified
  Sep 7, 2007 to Jun 1, 2009 · Torrance, Ca
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jul 8, 1997 to Sep 18, 2007 · Torrance, Ca

• M••••• S•••••• to W•••• F•••• A•••••••
  left Sep 9, 2025, registered Aug 19, 2025 (-21 days) · Wirehouse to wirehouse · moved with a team
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
  left Sep 18, 2007, registered Sep 7, 2007 (-11 days) · Other

• ••• Locked
  Sep 9, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address