RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• C•••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 28, 2026 · San Diego, Ca
- H••••••••• L•• formerMar 18, 2011 to Nov 21, 2024 · San Diego, Ca
- C••••••••• H••• A•••••••• I••• unclassifiedMar 25, 1999 to Dec 31, 2008 · San Diego, Ca
- H••••••••• L•• to F•••• P••••••• W•••••• L••left Nov 21, 2024, registered Jan 28, 2026 (433 days) · RIA to RIA · moved with a team
- C••••••••• H••• A•••••••• I••• to H••••••••• L••left Dec 31, 2008, registered Mar 18, 2011 (807 days) · Other
- E•••••••• C••••••••• left H••••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2026-01-28)Nov 21, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address