RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B• K•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 20, 2023 · New York, Ny
- M••••• S•••••• wirehouseNov 6, 2023 to Dec 19, 2023 · Sewickley, Pa
- U••••• C•••••• F•••••••• A••••••• independent RIAFeb 24, 2021 to Nov 9, 2023 · Philadelphia, Pa
- M••••• S•••••• to J••• M••••• S••••••••• L••left Dec 19, 2023, registered Dec 20, 2023 (1 days) · Wirehouse to wirehouse
- U••••• C•••••• F•••••••• A••••••• to M••••• S••••••left Nov 9, 2023, registered Nov 6, 2023 (-3 days) · RIA to wirehouse
- M•••••• B• K••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2023-12-20)Dec 19, 2023 · Advisor changed firm · fact
- M•••••• B• K••• left U••••• C•••••• F•••••••• A••••••• for M••••• S•••••• (registered 2023-11-06)Nov 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address