RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E••• L•••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Oct 10, 2025 · Media, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 28, 2025 · Media, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2001 to Jun 1, 2009 · Philadelphia, Pa
- M••••• S•••••• to J••••• M••••••••• S•••• L••left Oct 28, 2025, registered Oct 10, 2025 (-18 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- B•••• E••• L••• left M••••• S•••••• for J••••• M••••••••• S•••• L•• (registered 2025-10-10)Oct 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address