DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffry Jess Johnson
Feed of 09/14/2026
Also filed as Jeffry Johnson
At current firm
1 y
since Jun 5, 2025
In the industry
39 y
since May 12, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 5, 2025 · Newport Beach, Ca
- Western International Securities formerJul 24, 2020 to Jun 5, 2025 · Newport Beach, Ca
- Mutual Advisors, LLC BD affiliatedJul 1, 2013 to Jul 27, 2020 · Laguna Hills, Ca
- Mutual Securities, Inc. formerNov 12, 2009 to Jul 9, 2013 · Laguna Hills, Ca
- Pmb Securities Corp. unclassifiedMay 18, 2004 to Nov 13, 2009 · Newport Beach, Ca
- Wells Fargo Advisors wirehouseDec 28, 2001 to Mar 9, 2004 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to LPL Financial LLCleft Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- Mutual Advisors, LLC to Western International Securitiesleft Jul 27, 2020, registered Jul 24, 2020 (-3 days) · Affiliated broker-dealer or bank to another
- Mutual Securities, Inc. to Mutual Advisors, LLCleft Jul 9, 2013, registered Jul 1, 2013 (-8 days) · Other
- Pmb Securities Corp. to Mutual Securities, Inc.left Nov 13, 2009, registered Nov 12, 2009 (-1 days) · Other
- Wells Fargo Advisors to Pmb Securities Corp.left Mar 9, 2004, registered May 18, 2004 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address