P••••• J••• G•••••••••

••••••••independent RIAColumbus, Oh dual registrantIAPD 1579200

Feed of 09/14/2026

Also filed as P••••• J••• G••••••••• J••• G••••••••• G••••••••• J••• L••••••••• E••••••••• J••• E••••

At current firm

1 y

since May 30, 2025

In the industry

31 y

since Jun 5, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since May 30, 2025 · Columbus, Oh
W•••• F•••• A••••••• wirehouse
Feb 16, 2011 to Jun 4, 2025 · Pepper Pike, Oh
U•• F•••••••• S••••••• I••• wirehouse
Feb 9, 2007 to Feb 18, 2011 · Pepper Pike, Oh
K•••••• C•••••• M•••••• I••• unclassified
May 14, 1999 to Feb 9, 2007 · New Albany, Oh

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Jun 4, 2025, registered May 30, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Feb 18, 2011, registered Feb 16, 2011 (-2 days) · Wirehouse to wirehouse
K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jun 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address