DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Patricia Jean Posada

Commonwealth Financial Networknational BDSan Diego, Cadual registrantIAPD 1597807

Feed of 09/14/2026

Also filed as Pat Posada

At current firm

2 y

since May 2, 2024

In the industry

38 y

since Dec 10, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Commonwealth Financial Network national BD current
since May 2, 2024 · San Diego, Ca
Osaic Wealth, Inc. BD affiliated
Sep 1, 2023 to May 3, 2024 · Carlsbad, Ca
Sagepoint Financial, Inc. former
Oct 14, 2016 to Sep 1, 2023 · Carlsbad, Ca
Lindner Capital Advisors, Inc. former
Sep 24, 2012 to Oct 3, 2016 · Marietta, Ga
Investment Advisors International, Inc. unclassified
May 4, 2007 to Sep 30, 2010 · Johns Creek, Ga
Stillpoint Wealth Management, LLC unclassified
Oct 25, 2005 to Oct 16, 2006 · Atlanta, Ga
Resource Horizons Group LLC unclassified
Mar 1, 2005 to Mar 7, 2005 · Marietta, Ga
Lindner Capital Advisors, Inc. former
May 19, 2003 to May 16, 2006 · Marietta, Ga

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to Commonwealth Financial Network
left May 3, 2024, registered May 2, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Lindner Capital Advisors, Inc. to Sagepoint Financial, Inc.
left Oct 3, 2016, registered Oct 14, 2016 (11 days) · Other
Investment Advisors International, Inc. to Lindner Capital Advisors, Inc.
left Sep 30, 2010, registered Sep 24, 2012 (725 days) · Other
Stillpoint Wealth Management, LLC to Investment Advisors International, Inc.
left Oct 16, 2006, registered May 4, 2007 (200 days) · Other
Lindner Capital Advisors, Inc. to Resource Horizons Group LLC
left May 16, 2006, registered Mar 1, 2005 (-441 days) · Other
Resource Horizons Group LLC to Stillpoint Wealth Management, LLC
left Mar 7, 2005, registered Oct 25, 2005 (232 days) · Other

Signals

Patricia Jean Posada left Osaic Wealth, Inc. for Commonwealth Financial Network (registered 2024-05-02)
May 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address