DFX Intelligence
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Registered advisor
G••• B••••••• D•••••
Feed of 09/14/2026
Also filed as G••• E•••••••• B••••••••• B•••••••
At current firm
10 y
since Aug 22, 2016
In the industry
38 y
since Dec 9, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 22, 2016 · Hyannis, Ma
- W•••• F•••• A••••••• wirehouseOct 28, 2014 to Mar 30, 2016 · Hyannis, Ma
- L•• F•••••••• L•• BD affiliatedSep 12, 2012 to Aug 28, 2014 · Hyannis, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jun 26, 2012 · Yarmouth Port, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Oct 23, 2009 · Yarmouth Port, Ma
- Q•••• • R•••••• I••• unclassifiedNov 12, 2002 to Oct 20, 2004 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Mar 30, 2016, registered Aug 22, 2016 (145 days) · Other
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Aug 28, 2014, registered Oct 28, 2014 (61 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jun 26, 2012, registered Sep 12, 2012 (78 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address