RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H••• V••••
- O••••••• B•• W••••• P••••••• independent RIA currentsince Jul 1, 2022 · Parsippany, Nj
- P•••••• A•••••• G••••• L•• BD affiliatedDec 19, 2014 to Jul 20, 2022 · Fairfield, Nj
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedFeb 14, 2007 to Apr 30, 2007 · Milwaukee, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 2, 2006 to Feb 28, 2015 · Fairfield, Nj
- P•••••• A•••••• G••••• L•• to O••••••• B•• W••••• P•••••••left Jul 20, 2022, registered Jul 1, 2022 (-19 days) · corporate re-registration, not a move
- N••••••••• M••••• I••••••••• S••••••••• to N••••••••• M••••• W••••• M••••••••• C••••••left Feb 28, 2015, registered Feb 14, 2007 (-2936 days) · Other · moved with a team
- N••••••••• M••••• W••••• M••••••••• C•••••• to P•••••• A•••••• G••••• L••left Apr 30, 2007, registered Dec 19, 2014 (2790 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address