DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David C Tateosian
Feed of 09/14/2026
Also filed as David Charles Tateosian
At current firm
0 y
since Jan 7, 2026
In the industry
39 y
since Jan 28, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Sandro Wealth Management LLC independent RIA currentsince Jan 7, 2026 · San Mateo, Ca
- Sandro Wealth Management LLC independent RIAOct 14, 2025 to Dec 31, 2025 · San Mateo, Ca
- J.P. Morgan Securities LLC wirehouseMay 29, 2024 to Jul 13, 2024 · San Francisco, Ca
- First Republic Securities Company, LLC formerMar 25, 2011 to Oct 9, 2014 · Napa, Ca
- J.P. Morgan Private Wealth Advisors LLC formerJul 14, 2010 to Jul 17, 2024 · San Francisco, Ca
- First Republic Wealth Advisors, LLC unclassifiedAug 19, 2004 to Sep 30, 2010 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Private Wealth Advisors LLC to First Republic Securities Company, LLCleft Jul 17, 2024, registered Mar 25, 2011 (-4863 days) · Other
- J.P. Morgan Securities LLC to Sandro Wealth Management LLCleft Jul 13, 2024, registered Oct 14, 2025 (458 days) · Wirehouse to independent RIA
- First Republic Securities Company, LLC to J.P. Morgan Securities LLCleft Oct 9, 2014, registered May 29, 2024 (3520 days) · Other
- First Republic Wealth Advisors, LLC to J.P. Morgan Private Wealth Advisors LLCleft Sep 30, 2010, registered Jul 14, 2010 (-78 days) · Other
Signals
- David C Tateosian left J.P. Morgan Private Wealth Advisors Llc for First Republic Securities Company, Llc (registered 2011-03-25)Jul 17, 2024 · Advisor changed firm · fact
- David C Tateosian left J.P. Morgan Securities Llc for Sandro Wealth Management Llc (registered 2025-10-14)Jul 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address