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Registered advisor

E••• S•••• C••••••

K••••• A••••••• S•••••••• L••BD affiliatedFreehold, Njdual registrantIAPD 1606466

Feed of 09/14/2026

At current firm

1 y

since Aug 1, 2025

In the industry

39 y

since Apr 15, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Aug 1, 2025 · Freehold, Nj
C••••••••• F•••••••• N•••••• national BD
Sep 30, 2016 to Jul 31, 2025 · Freehold, Nj
S••••••••• A•••••• A•••••••• I••• former
Aug 8, 2008 to Sep 30, 2016 · Iselin, Nj
C••••• A••••••• L•• former
Apr 24, 2007 to Aug 11, 2008 · Iselin, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
left Jul 31, 2025, registered Aug 1, 2025 (1 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••
left Sep 30, 2016, registered Sep 30, 2016 (0 days) · Other · moved with a team
C••••• A••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Aug 11, 2008, registered Aug 8, 2008 (-3 days) · Other

Signals

E••• S•••• C•••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-08-01)
Jul 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address