RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S•••• C•••••
- G••••••••• R••••••••• G••••• L•• state registered currentsince May 16, 2025 · Braintree, Ma
- A• W••••• M••••••••• L•• BD affiliatedDec 6, 2023 to Jul 18, 2025 · Braintree, Ma
- T•• P•••••• F•••••••• G••••• L•• independent RIAJul 16, 2018 to Sep 3, 2019 · Walpole, Ma
- A• W••••• M••••••••• L•• to G••••••••• R••••••••• G••••• L••left Jul 18, 2025, registered May 16, 2025 (-63 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- T•• P•••••• F•••••••• G••••• L•• to A• W••••• M••••••••• L••left Sep 3, 2019, registered Dec 6, 2023 (1555 days) · RIA to affiliated broker-dealer or bank · moved with a team
- D•••• S•••• C••••• left A• W••••• M••••••••• L•• for G••••••••• R••••••••• G••••• L•• (registered 2025-05-16)Jul 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address