DFX Intelligence
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Registered advisor
K•••• A•••• H•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Jul 19, 2017
In the industry
17 y
since Sep 21, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 19, 2017 · Owings Mills, Md
- L•• F•••••••• L•• BD affiliatedAug 10, 2016 to May 25, 2017 · Owings Mills, Md
- M••••• S•••••• wirehouseSep 29, 2009 to Jan 16, 2014 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••left May 25, 2017, registered Jul 19, 2017 (55 days) · Other
- M••••• S•••••• to L•• F•••••••• L••left Jan 16, 2014, registered Aug 10, 2016 (937 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address