S••••• S•••• P•••••••

B••••••• F• E•••••• • C••••••• I•••••••••BD affiliatedSt. Louis, Mo dual registrantIAPD 1612342

Feed of 09/15/2026

At current firm

13 y

since Apr 19, 2013

In the industry

32 y

since Jul 5, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
since Apr 19, 2013 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Apr 22, 2013 · Birmingham, Al
A• G• E•••••• • S•••• I••• unclassified
Oct 16, 1998 to Jan 1, 2008 · Birmingham, Al

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••
left Apr 22, 2013, registered Apr 19, 2013 (-3 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address