DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Thomas Barnette
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Jan 29, 2020
In the industry
39 y
since May 16, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince Jan 29, 2020 · Morristown, Nj
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Jan 31, 2020 · Sterling, Va
- Raymond James Financial Services, Inc. unclassifiedFeb 25, 1999 to Jan 2, 2009 · Reston, Va
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Private Advisor Group, LLCleft Jan 31, 2020, registered Jan 29, 2020 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address