DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• Z•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseJacksonville, Fl dual registrantIAPD 1622980

Feed of 09/15/2026

Also filed as T••••• Z•••••

At current firm

3 y

since Jan 20, 2023

In the industry

18 y

since Nov 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jan 20, 2023 · Jacksonville, Fl
E•••••• A••••••• G••••• L•• BD affiliated
Jul 22, 2022 to Nov 8, 2022 · Greenwood Village, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2013 to May 3, 2022 · Jacksonville, Fl
F•••• T•••• S••••••••• I••• BD affiliated
Dec 6, 2011 to Sep 6, 2013 · Jacksonville, Fl
P•• M•••••• A•••••• S••••••••• I••• former
Apr 13, 2011 to Dec 2, 2011 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 19, 2009 to Dec 10, 2010 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 8, 2022, registered Jan 20, 2023 (73 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left May 3, 2022, registered Jul 22, 2022 (80 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 6, 2013, registered Oct 23, 2013 (47 days) · Other
P•• M•••••• A•••••• S••••••••• I••• to F•••• T•••• S••••••••• I•••
left Dec 2, 2011, registered Dec 6, 2011 (4 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• M•••••• A•••••• S••••••••• I•••
left Dec 10, 2010, registered Apr 13, 2011 (124 days) · Other

Signals

T••••• Z••••• left E•••••• A••••••• G••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-01-20)
Nov 8, 2022 · Advisor changed firm · fact
T••••• Z••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2022-07-22)
May 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address