RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L••• M•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 1, 2026 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDDec 1, 2021 to Jun 11, 2026 · Hurst, Tx
- L•• F•••••••• L•• BD affiliatedOct 7, 2021 to Dec 3, 2021 · Mansfield, Tx
- L•• F•••••••• L•• BD affiliatedJun 15, 2015 to Oct 7, 2021 · Mansfield, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 18, 2014 to Jun 16, 2015 · Arlington, Tx
- L•• F•••••••• L•• BD affiliatedOct 11, 2011 to Dec 22, 2014 · Arlington, Tx
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Oct 3, 2011 · Duncanville, Tx
- W••• I••••••••• I••• unclassifiedJul 18, 2005 to May 2, 2009 · Duncanville, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 15, 2003 · Richmond, Va
- P••••••••• E••••• G••••• L•• unclassifiedAug 15, 1996 to Jul 1, 2003 · Dallas, Tx
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 11, 2026, registered Jun 1, 2026 (-10 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 3, 2021, registered Dec 1, 2021 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jun 16, 2015, registered Jun 15, 2015 (-1 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 22, 2014, registered Dec 18, 2014 (-4 days) · Other
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Oct 3, 2011, registered Oct 11, 2011 (8 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to W••• I••••••••• I•••left Oct 15, 2003, registered Jul 18, 2005 (642 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- K•••• L••• M••••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-06-01)Jun 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address