DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jennifer A. Zaat-Wright

Planmember Securities Corporationindependent RIACarpinteria, Ca dual registrantIAPD 1626788

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jennifer A Z Dern

At current firm

1 y

since Feb 3, 2025

In the industry

35 y

since Feb 21, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Planmember Securities Corporation independent RIA current
since Feb 3, 2025 · Huntington Beach, Ca
Capital Planning Group, LLC unclassified
May 9, 2013 to Mar 21, 2025 · Costa Mesa, Ca
New England Securities Corporation former
Jul 20, 2011 to May 9, 2013 · San Diego, Ca
Chase Investment Services Corp. former
Oct 6, 2009 to Mar 1, 2011 · Huntington Beach, Ca
Osaic Wealth, Inc. BD affiliated
Jun 13, 2005 to Sep 10, 2009 · Newport Beach, Ca
Transamerica Financial Advisors, Inc. unclassified
Jan 6, 2005 to Jun 1, 2005 · Irvine, Ca
John Hancock Investment Management LLC asset manager
Apr 25, 2001 to Oct 18, 2004 · Boston, Ma
Manulife Investment Management (US) LLC asset manager
Apr 25, 2001 to Oct 18, 2004 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Capital Planning Group, LLC to Planmember Securities Corporation
left Mar 21, 2025, registered Feb 3, 2025 (-46 days) · Other
New England Securities Corporation to Capital Planning Group, LLC
left May 9, 2013, registered May 9, 2013 (0 days) · Other
Chase Investment Services Corp. to New England Securities Corporation
left Mar 1, 2011, registered Jul 20, 2011 (141 days) · Other
Osaic Wealth, Inc. to Chase Investment Services Corp.
left Sep 10, 2009, registered Oct 6, 2009 (26 days) · Other
Transamerica Financial Advisors, Inc. to Osaic Wealth, Inc.
left Jun 1, 2005, registered Jun 13, 2005 (12 days) · Other
John Hancock Investment Management LLC to Transamerica Financial Advisors, Inc.
left Oct 18, 2004, registered Jan 6, 2005 (80 days) · Other
Manulife Investment Management (US) LLC to John Hancock Investment Management LLC
left Oct 18, 2004, registered Apr 25, 2001 (-1272 days) · Other

Signals

Jennifer A. Zaat-Wright left Capital Planning Group, Llc for Planmember Securities Corporation (registered 2025-02-03)
Mar 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address