RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• E•••••••• G•••••
- C••••••••• W•••••• L•• independent RIA currentsince Feb 17, 2026 · San Francisco, Ca
- P••••••••• A••••••• S••••••• L•• formerSep 17, 2004 to Nov 5, 2020 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseMar 11, 1999 to Sep 28, 2004 · San Francisco, Ca
- P••••••••• A••••••• S••••••• L•• to C••••••••• W•••••• L••left Nov 5, 2020, registered Feb 17, 2026 (1930 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to P••••••••• A••••••• S••••••• L••left Sep 28, 2004, registered Sep 17, 2004 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address