RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C• F••••••
- I• F•••••••• A••••••• S••••••• L•• independent RIA currentsince Feb 9, 2022 · Byron Center, Mi
- S•••••••• F••••••••• I••• formerFeb 22, 2013 to Nov 15, 2021 · Sterling Heights, Mi
- S••••••••• A•••••• A•••••••• I••• formerJan 27, 2011 to Nov 12, 2012 · Byron Center, Mi
- B••••••••• S••••••••• C••••••••• unclassifiedMay 27, 2004 to Jul 12, 2007 · Byron Center, Mi
- S•••••••• F••••••••• I••• to I• F•••••••• A••••••• S••••••• L••left Nov 15, 2021, registered Feb 9, 2022 (86 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to S•••••••• F••••••••• I•••left Nov 12, 2012, registered Feb 22, 2013 (102 days) · Other
- B••••••••• S••••••••• C••••••••• to S••••••••• A•••••• A•••••••• I•••left Jul 12, 2007, registered Jan 27, 2011 (1295 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address