DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frank James Palmasani
Feed of 09/15/2026
At current firm
16 y
since Aug 2, 2010
In the industry
39 y
since Dec 1, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lincoln Investment independent RIA currentsince Aug 2, 2010 · Crystal Lake, Il
- Great American Advisors, Inc. formerMar 16, 2005 to Aug 2, 2010 · New Lenox, Il
- Pmg Asset Management Inc unclassifiedJan 5, 2005 to Mar 9, 2005 · New Lenox, Il
- Pmg Securities Corporation unclassifiedFeb 26, 2003 to Dec 31, 2004 · New Lenox, Il
- Pmg Asset Management Inc unclassifiedOct 5, 2001 to Feb 26, 2003 · New Lenox , Il
Moves
a registration end followed by a registration begin elsewhere
- Great American Advisors, Inc. to Lincoln Investmentleft Aug 2, 2010, registered Aug 2, 2010 (0 days) · corporate re-registration, not a move
- Pmg Asset Management Inc to Great American Advisors, Inc.left Mar 9, 2005, registered Mar 16, 2005 (7 days) · Other
- Pmg Securities Corporation to Pmg Asset Management Incleft Dec 31, 2004, registered Jan 5, 2005 (5 days) · Other
- Pmg Asset Management Inc to Pmg Securities Corporationleft Feb 26, 2003, registered Feb 26, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address