RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• G••• H•••••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Dec 11, 2025 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDOct 26, 2020 to Dec 18, 2025 · Atlanta, Ga
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 3, 2015 to Nov 11, 2020 · Atlanta, Ga
- M••••• S•••••• wirehouseOct 25, 2010 to Feb 27, 2015 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJan 24, 2005 to Oct 22, 2010 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• to R••••••••• C•••••• M•••••••••left Dec 18, 2025, registered Dec 11, 2025 (-7 days) · Affiliated broker-dealer or bank to another
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 11, 2020, registered Oct 26, 2020 (-16 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Feb 27, 2015, registered Mar 3, 2015 (4 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 22, 2010, registered Oct 25, 2010 (3 days) · Wirehouse to wirehouse
- R••••• G••• H••••••••• left A••••••••• F•••••••• S•••••••• L•• for R••••••••• C•••••• M••••••••• (registered 2025-12-11)Dec 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address