DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A•••• S•••• L•••

J••••• M••••••••• S•••• L••BD affiliatedBedminster, Njdual registrantIAPD 1635757

Feed of 09/15/2026

Also filed as Al Lynn

At current firm

1 y

since May 7, 2025

In the industry

39 y

since May 12, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••••• M••••••••• S•••• L•• BD affiliated current
since May 7, 2025 · Bedminster, Nj
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 12, 2009 to May 7, 2025 · Basking Ridge, Nj
M•••••• C•••••• M••••••••• I••• state registered
May 14, 2007 to Sep 11, 2023 · Basking Ridge, Nj
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
May 14, 2007 to Jan 12, 2009 · Basking Ridge, Nj

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••••• M••••••••• S•••• L••
left May 7, 2025, registered May 7, 2025 (0 days) · Affiliated broker-dealer or bank to another
M•••••• C•••••• M••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Sep 11, 2023, registered Jan 12, 2009 (-5355 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to M•••••• C•••••• M••••••••• I•••
left Jan 12, 2009, registered May 14, 2007 (-609 days) · Other

Signals

Allan Scott Lynn left Raymond James Financial Services Advisors, Inc for Janney Montgomery Scott Llc (registered 2025-05-07)
May 7, 2025 · Advisor changed firm · fact
Allan Scott Lynn left Mendham Capital Management, Inc. for Raymond James Financial Services Advisors, Inc (registered 2009-01-12)
Sep 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address