DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Susan Ann Estep
Feed of 09/14/2026
Also filed as Suzie Estep
At current firm
0 y
since Dec 9, 2025
In the industry
39 y
since Jun 26, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Willow Creek Capital Management, Inc. independent RIA currentsince Dec 9, 2025 · Missoula, Mt
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 4, 2019 to Apr 2, 2026 · Missoula, Mt
- Wells Fargo Advisors wirehouseJan 29, 2010 to Jan 16, 2019 · Missoula, Mt
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 6, 2005 to Feb 3, 2010 · Missoula, Mt
- Citigroup Global Markets Inc. BD affiliatedMay 6, 1998 to Sep 27, 2005 · Missoula, Mt
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Willow Creek Capital Management, Inc.left Apr 2, 2026, registered Dec 9, 2025 (-114 days) · Other · moved with a team
- Wells Fargo Advisors to Raymond James Financial Services Advisors, Incleft Jan 16, 2019, registered Jan 4, 2019 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Feb 3, 2010, registered Jan 29, 2010 (-5 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 27, 2005, registered Sep 6, 2005 (-21 days) · Other
Signals
- Susan Ann Estep left Raymond James Financial Services Advisors, Inc for Willow Creek Capital Management, Inc. (registered 2025-12-09)Apr 2, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address