DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Edward Scott
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
25 y
since Jun 28, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Realta Investment Advisors, Inc BD affiliated currentsince Jan 1, 2025 · Wilmington, De
- Calton & Associates, Inc. independent RIAAug 27, 2018 to Jun 7, 2024 · Tampa, Fl
- Kovack Advisors, Inc. BD affiliatedOct 12, 2004 to Aug 9, 2018 · Ft. Lauderdale, Fl
- Kovack Securities Inc. unclassifiedOct 12, 2004 to Aug 15, 2006 · Ft. Lauderdale, Fl
- Raymond James Financial Services, Inc. unclassifiedJun 28, 2001 to Sep 30, 2004 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Calton & Associates, Inc. to Realta Investment Advisors, Incleft Jun 7, 2024, registered Jan 1, 2025 (208 days) · RIA to affiliated broker-dealer or bank
- Kovack Advisors, Inc. to Calton & Associates, Inc.left Aug 9, 2018, registered Aug 27, 2018 (18 days) · Affiliated broker-dealer or bank to independent RIA
- Kovack Securities Inc. to Kovack Advisors, Inc.left Aug 15, 2006, registered Oct 12, 2004 (-672 days) · Other
- Raymond James Financial Services, Inc. to Kovack Securities Inc.left Sep 30, 2004, registered Oct 12, 2004 (12 days) · Other
Signals
- John Edward Scott left Calton & Associates, Inc. for Realta Investment Advisors, Inc (registered 2025-01-01)Jun 7, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address