DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A•••••• C•••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWest Des Moines, Iadual registrantIAPD 1636529

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as M•••••• A C•••••••

At current firm

0 y

since Jan 12, 2026

In the industry

39 y

since Mar 4, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jan 12, 2026 · West Des Moines, Ia
C••••••••• F•••••••• N•••••• national BD
Jul 29, 2016 to Jan 12, 2026 · West Des Moines, Ia
D••••••••• F•••••••• A••••••• G••••• I••• unclassified
Apr 20, 2005 to Aug 1, 2016 · West Des Moines, Ia
F•• S••••••••• C••••••••• former
Jan 18, 2005 to Aug 8, 2016 · West Des Moines, Ia
O•••• F•• I••• former
Aug 6, 1999 to Jan 21, 2005 · West Des Moines, Ia

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 12, 2026, registered Jan 12, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
F•• S••••••••• C••••••••• to D••••••••• F•••••••• A••••••• G••••• I•••
left Aug 8, 2016, registered Apr 20, 2005 (-4128 days) · Other
D••••••••• F•••••••• A••••••• G••••• I••• to C••••••••• F•••••••• N••••••
left Aug 1, 2016, registered Jul 29, 2016 (-3 days) · Other
O•••• F•• I••• to F•• S••••••••• C•••••••••
left Jan 21, 2005, registered Jan 18, 2005 (-3 days) · Other

Signals

M•••••• A•••••• C••••••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-01-12)
Jan 12, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address