DFX Intelligence
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Registered advisor
N••• F•••••••••
Feed of 09/14/2026
Also filed as N••• F••••••••• F••••••••• F••••••••• F••••••••• F••••••••• J•
At current firm
8 y
since Feb 27, 2018
In the industry
39 y
since Mar 26, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Feb 27, 2018 · Syosset, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2013 to Sep 16, 2016 · West Islip, Ny
- M••••• S•••••• wirehouseApr 16, 2010 to Aug 24, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 16, 2016, registered Feb 27, 2018 (529 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 24, 2011, registered Mar 7, 2013 (561 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address