RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• K•••••• B•••••
- G••••• • G••• W••••• M••••••••• independent RIA currentsince May 1, 2017 · Richmond, Va
- U•• F•••••••• S••••••• I••• wirehouseAug 16, 2005 to Dec 17, 2007 · Richmond, Va
- B••• A•••••••• L•• formerFeb 3, 2005 to May 6, 2005 · Richmond, Va
- B•••• D••••••••• L•• unclassifiedAug 19, 2004 to Feb 3, 2005 · Richmond, Va
- R••••• F•••••• I••• unclassifiedNov 4, 2002 to Dec 20, 2002 · New York, Ny
- J••• M••••• I••••••••• M••••••••• I••• asset managerOct 24, 2002 to Dec 20, 2002 · New York, Ny
- U•• F•••••••• S••••••• I••• to G••••• • G••• W••••• M•••••••••left Dec 17, 2007, registered May 1, 2017 (3423 days) · Other
- B••• A•••••••• L•• to U•• F•••••••• S••••••• I•••left May 6, 2005, registered Aug 16, 2005 (102 days) · Other
- B•••• D••••••••• L•• to B••• A•••••••• L••left Feb 3, 2005, registered Feb 3, 2005 (0 days) · Other
- J••• M••••• I••••••••• M••••••••• I••• to R••••• F•••••• I•••left Dec 20, 2002, registered Nov 4, 2002 (-46 days) · Other
- R••••• F•••••• I••• to B•••• D••••••••• L••left Dec 20, 2002, registered Aug 19, 2004 (608 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address