DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lee Stanley Martin

Avior Wealth Management, LLCindependent RIAOmaha, Ne IA-onlyIAPD 1638263

Certified Financial Planner

Feed of 09/14/2026

Also filed as Lee Stanley Martin

At current firm

2 y

since Oct 16, 2023

In the industry

39 y

since Mar 23, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Avior Wealth Management, LLC independent RIA current
since Oct 16, 2023 · Omaha, Ne
Financial Advocates Investment Management former
Sep 10, 2013 to Oct 10, 2023 · Olympia, Wa
Financial Advocates Advisory Services former
Dec 10, 2010 to Dec 23, 2013 · Olympia, Wa
LPL Financial LLC BD affiliated
Nov 30, 2010 to Oct 29, 2015 · Fort Mill, Sc
Nrp Advisors, Inc. unclassified
Aug 17, 2009 to Nov 30, 2010 · Bellevue, Wa
Allstate Financial Advisors, LLC BD affiliated
Jul 22, 2008 to Sep 29, 2009 · Bellevue, Wa
Fsc Securities Corporation former
Apr 11, 2007 to Jul 24, 2008 · Bellevue, Wa
Transamerica Financial Advisors, LLC BD affiliated
Mar 29, 2002 to Apr 23, 2007 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

Financial Advocates Investment Management to Avior Wealth Management, LLC
left Oct 10, 2023, registered Oct 16, 2023 (6 days) · RIA to RIA
LPL Financial LLC to Financial Advocates Advisory Services
left Oct 29, 2015, registered Dec 10, 2010 (-1784 days) · Other
Financial Advocates Advisory Services to Financial Advocates Investment Management
left Dec 23, 2013, registered Sep 10, 2013 (-104 days) · Other
Nrp Advisors, Inc. to LPL Financial LLC
left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
Allstate Financial Advisors, LLC to Nrp Advisors, Inc.
left Sep 29, 2009, registered Aug 17, 2009 (-43 days) · Other
Fsc Securities Corporation to Allstate Financial Advisors, LLC
left Jul 24, 2008, registered Jul 22, 2008 (-2 days) · Other
Transamerica Financial Advisors, LLC to Fsc Securities Corporation
left Apr 23, 2007, registered Apr 11, 2007 (-12 days) · Other

Signals

Lee Stanley Martin left Financial Advocates Investment Management for Avior Wealth Management, Llc (registered 2023-10-16)
Oct 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address