S•••••••• N••••• R••••••

Designations

CFPreportedepwealth.comas printed on the bio page, Sep 16, 2026

Professional profile

••• Lockedreportedepwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• E• W••••• A••••••• independent RIA current
  since Jan 1, 2025 · Torrance, Ca
• R•••••• F•••••••• P••••••• unclassified
  Jun 18, 2018 to Jun 24, 2019 · Berkeley, Ca
• F••••••• P••••••• T•••• C••••••• F•• unclassified
  Jan 27, 2005 to Mar 28, 2007 · Burlingame, Ca
• S•••••••• A••••••• L•• national BD
  Jul 8, 1997 to Jul 12, 2017 · Monterey, Ca

• R•••••• F•••••••• P••••••• to E• W••••• A•••••••
  left Jun 24, 2019, registered Jan 1, 2025 (2018 days) · Other
• S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••
  left Jul 12, 2017, registered Jan 27, 2005 (-4549 days) · Other
• F••••••• P••••••• T•••• C••••••• F•• to R•••••• F•••••••• P•••••••
  left Mar 28, 2007, registered Jun 18, 2018 (4100 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address