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Registered advisor
T••• W•••• B•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T••• B•••••
At current firm
11 y
since Sep 23, 2014
In the industry
30 y
since Jul 26, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 23, 2014 · Fairfield, Ia
- B••••••• I••••••••• S•••••••• I••• ••••• formerDec 6, 2013 to Sep 30, 2014 · Overland Park, Ks
- I•••••••• A•••••••• L•• BD affiliatedDec 19, 2012 to Dec 9, 2013 · Gladstone, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 12, 2011 to Oct 25, 2012 · Overland Park, Ks
- W•••••• • R••• formerMar 25, 2010 to Dec 20, 2011 · Independence, Mo
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 17, 2009 to Apr 9, 2010 · Larned, Ks
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 30, 2014, registered Sep 23, 2014 (-7 days) · Other
- I•••••••• A•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Dec 9, 2013, registered Dec 6, 2013 (-3 days) · Other
- V•••• F•••••••• A•••••••• I••• to I•••••••• A•••••••• L••left Oct 25, 2012, registered Dec 19, 2012 (55 days) · Other
- W•••••• • R••• to V•••• F•••••••• A•••••••• I•••left Dec 20, 2011, registered Dec 12, 2011 (-8 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••••• • R•••left Apr 9, 2010, registered Mar 25, 2010 (-15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address