DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Louis Petrella

LPL Financial LLCBD affiliatedMansfield, Ma dual registrantIAPD 1643715

Feed of 09/15/2026

Also filed as Bob Petrella

At current firm

3 y

since Feb 17, 2023

In the industry

39 y

since May 1, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 17, 2023 · Danvers, Ma
Securian Financial Services, Inc. former
Oct 26, 2021 to Aug 25, 2022 · Braintree, Ma
Navy Federal Investment Services, LLC BD affiliated
Sep 10, 2018 to Mar 30, 2020 · Vienna, Va
Global Investment Advisors, LLC unclassified
Oct 20, 2015 to Sep 11, 2018 · Irvine, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 21, 2011 to Jan 16, 2014 · Arlington, Ma
Spc BD affiliated
Oct 29, 2007 to Nov 6, 2009 · Mansfield, Ma
Investors Capital Advisory former
Jan 13, 2005 to Dec 31, 2005 · Mansfield, Ma
Eastern Point Advisors Inc. unclassified
Feb 1, 2000 to Dec 31, 2004 · Mansfield, Ma

Moves

a registration end followed by a registration begin elsewhere

Securian Financial Services, Inc. to LPL Financial LLC
left Aug 25, 2022, registered Feb 17, 2023 (176 days) · RIA to RIA
Navy Federal Investment Services, LLC to Securian Financial Services, Inc.
left Mar 30, 2020, registered Oct 26, 2021 (575 days) · Affiliated broker-dealer or bank to another
Global Investment Advisors, LLC to Navy Federal Investment Services, LLC
left Sep 11, 2018, registered Sep 10, 2018 (-1 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Global Investment Advisors, LLC
left Jan 16, 2014, registered Oct 20, 2015 (642 days) · Other
Spc to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 6, 2009, registered Mar 21, 2011 (500 days) · Other
Investors Capital Advisory to Spc
left Dec 31, 2005, registered Oct 29, 2007 (667 days) · Other
Eastern Point Advisors Inc. to Investors Capital Advisory
left Dec 31, 2004, registered Jan 13, 2005 (13 days) · corporate re-registration, not a move

Signals

Robert Louis Petrella left Securian Financial Services, Inc. for Lpl Financial Llc (registered 2023-02-17)
Aug 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address