DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Billings Ruleman
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
39 y
since Apr 6, 1987 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Jan 1, 2025 · Memphis, Tn
- Cetera Advisor Networks LLC formerNov 1, 2017 to Nov 1, 2019 · Memphis, Tn
- Girard Securities, Inc. formerNov 17, 2011 to Nov 1, 2017 · San Diego, Ca
- United Capital Financial Advisors independent RIAOct 3, 2011 to Jul 17, 2019 · Memphis, Tn
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Oct 3, 2011 · Memphis, Tn
- Raymond James Financial Services, Inc. unclassifiedApr 30, 2004 to Jan 2, 2009 · Memphis, Tn
- Raymond James & Associates, Inc. national BDMar 31, 1999 to May 6, 2004 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to Independent Financial Group, LLCleft Nov 1, 2019, registered Jan 1, 2025 (1888 days) · Affiliated broker-dealer or bank to another
- United Capital Financial Advisors to Girard Securities, Inc.left Jul 17, 2019, registered Nov 17, 2011 (-2799 days) · Other
- Girard Securities, Inc. to Cetera Advisor Networks LLCleft Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to United Capital Financial Advisorsleft Oct 3, 2011, registered Oct 3, 2011 (0 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- Raymond James & Associates, Inc. to Raymond James Financial Services, Inc.left May 6, 2004, registered Apr 30, 2004 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address