DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Leslie Stanton
Feed of 09/14/2026
At current firm
0 y
since Dec 12, 2025
In the industry
36 y
since Jul 16, 1990 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stanton Group Wealth Partners, Inc. state registered currentsince Dec 12, 2025 · Naperville, Il
- Seacrest Wealth Management, LLC independent RIAOct 27, 2014 to Jan 14, 2026 · Purchase, Ny
- B Riley Wealth Management formerJul 29, 2011 to Sep 25, 2014 · Chicago, Il
- Morgan Stanley wirehouseJun 1, 2009 to Aug 12, 2011 · Oak Brook, Il
- Morgan Stanley & Co. LLC unclassifiedApr 24, 2007 to Jun 1, 2009 · Oak Brook, Il
- Invest Financial Corporation formerJan 27, 2005 to May 4, 2007 · Naperville, Il
- LPL Financial LLC BD affiliatedMar 30, 2004 to Jan 18, 2005 · Lake Forest, Il
Moves
a registration end followed by a registration begin elsewhere
- Seacrest Wealth Management, LLC to Stanton Group Wealth Partners, Inc.left Jan 14, 2026, registered Dec 12, 2025 (-33 days) · RIA to a state-registered adviser
- B Riley Wealth Management to Seacrest Wealth Management, LLCleft Sep 25, 2014, registered Oct 27, 2014 (32 days) · Other
- Morgan Stanley to B Riley Wealth Managementleft Aug 12, 2011, registered Jul 29, 2011 (-14 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Invest Financial Corporation to Morgan Stanley & Co. LLCleft May 4, 2007, registered Apr 24, 2007 (-10 days) · Other
- LPL Financial LLC to Invest Financial Corporationleft Jan 18, 2005, registered Jan 27, 2005 (9 days) · Other
Signals
- John Leslie Stanton left Seacrest Wealth Management, Llc for Stanton Group Wealth Partners, Inc. (registered 2025-12-12)Jan 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address