RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J••••• S•••••••
- C••• G••••• C•••••• L•• state registered currentsince Mar 15, 2022 · Ann Arbor, Mi
- C••• G••••• C•••••• L•• state registeredMay 2, 2013 to Dec 31, 2020 · Ann Arbor, Mi
- M••••••• P••••••• L•• independent RIAJan 5, 2011 to Dec 10, 2012 · Cleveland, Oh
- W•••• F•••• A••••••• wirehouseJun 19, 2002 to Jun 16, 2006 · Ann Arbor, Mi
- C••••••• F•••••••• A•••••••• L•• unclassifiedNov 7, 2000 to Jun 27, 2002 · Ann Arbor, Mi
- M••••••• P••••••• L•• to C••• G••••• C•••••• L••left Dec 10, 2012, registered May 2, 2013 (143 days) · Other
- W•••• F•••• A••••••• to M••••••• P••••••• L••left Jun 16, 2006, registered Jan 5, 2011 (1664 days) · Other
- C••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Jun 27, 2002, registered Jun 19, 2002 (-8 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address