W•••• J••• O•••••

• P•• W••••• M••••••••• BD affiliated current
  since Jun 30, 2015 · Seven Fields, Pa
• H••••••••• F•••••••• A••••••• BD affiliated
  Aug 26, 2010 to Jun 26, 2015 · Erie, Pa
• P•• W••••• M••••••••• BD affiliated
  Jan 1, 2004 to Aug 20, 2010 · Pittsburgh, Pa
• J••••• H•••••••• W••• L••••• L•• former
  May 28, 2003 to Jan 1, 2004 · Pittsburgh, Pa

• H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••
  left Jun 26, 2015, registered Jun 30, 2015 (4 days) · Other
• P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••
  left Aug 20, 2010, registered Aug 26, 2010 (6 days) · Other
• J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address